OUR COMPLIANCE CONSULTANTS
ASK CLEARSHIELD SERVICE
Here at Teal Compliance, our team have a wide range of legal experience. We know that there are times when it would be helpful for you to discuss compliance issues to find a solution. Whether it’s something you’ve never come across before, or you just need a second opinion, use our popular ‘Ask Teal’ service, where our compliance consultants will be on hand to guide you through your query.
How Ask ClearShield has helped clients
Over the years, our Ask Teal service has helped many clients. Whether they want a comprehensive answer to an important compliance question, or they’ve just needed a second opinion to put their minds at ease. These are just some of the ways in which our Ask Teal service has helped.
AML Compliance
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Discussing suspicious activity and red flags
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Guiding firms on reporting obligations and seeking consent
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Reviewing CDD documentation and evidence of source of funds and source of wealth
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Tipping off and what you can and can’t say
Regulatory Compliance
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Discussing potential conflict situations
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How to deal with a complaint
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Potential breaches of the Code
Find out more about regulatory
GDPR/Data Protection
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Handling a data breach
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Data retention in practice
Find out more about data protection
“Through ASK CLEARSHIELD, Joseph helped us with a niche area of SRA requirements. His reassuring response was comprehensive! Thank you.”
ASK CLEARSHIELD client
Download our Ask ClearShield brochure to find out how our compliance consultants can help
Our Ask ClearShield service is a subscription based service enabling you to access our compliance consultants for advice and assistance when you need it. It covers everything from AML and regulatory compliance to data protection and risk management. To find out more, or download our brochure.
Get in touch about our Ask ClearShield service
To book, or find out more, about our Ask Teal service, contact us today.